Effective risk management is essential for maintaining regulatory compliance and operational resilience. Curia Regis provides practical insights on risk governance and MAS expectations. Our articles cover operational risk, third-party risk and technology risk for financial institutions in Singapore.
Outcome from the Guidelines on Fair Dealing — Board and Senior Management Responsibilities for Delivering Fair Dealing Outcomes to Customers:Outcome 1: Customers have confidence that they deal with financial institutions…
On the 23rd of February 2024, the Monetary Authority of Singapore (MAS) has revised its Guidelines on Licensing and Business Conduct for Fund Management Companies [SFA 04-G05]. This guideline provides…
The Consultation is aimed to address the current disparity between the Registered Fund Management Companies (“RFMC”) and Capital Market Services License (“CMS”) holders for Fund Management (“LFMC”), and to effectively…
In the vibrant financial landscape of fund management in Singapore, fund management companies navigate a complex web of counterparties, valuation methodologies and standards to ensure the accurate determination of a…
On the 11th of December 2023, the Monetary Authority of Singapore (“MAS”) published a revised version of the outsourcing guidelines applicable to non-Bank Financial Institutions such as Fund Management Companies…
s Conduct On the 29th of November 2023, the Monetary Authority of Singapore (MAS) has revised its Guidelines on Licensing and Business Conduct for Fund Management Companies [SFA 04-G05].This guideline…
A Business Continuity Plan (BCP) is crucial for any company, particularly regulated financial institutions.A BCP outlines the steps a company should take to keep providing necessary products and services to…
If you don't invest in RISK MANAGEMENT, it doesn't matter what business you're in, it's a risky business. GARY David COHN (2011) Environmental Risk Management Singapore addresses risks from the…