Our regulatory compliance consultants support Singapore-based firms with operational risk framework design, gap assessments, risk and control self-assessments (RCSAs), key risk indicator (KRI) development, incident reporting, outsourcing risk management, and MAS Technology Risk Management (TRM) Guidelines compliance.
With the repeal of the Registered Fund Management Company (RFMC) regime, all Fund Management Companies (FMCs) are now under the Capital Markets Services License (CMSL) regime, broken down for Retail…
In the wake of the recent global IT outage affecting CrowdStrike (CS) from a periodic software update, Financial Institutions worldwide and in Singapore are reassessing the critical importance of robust…
Outcome from the Guidelines on Fair Dealing — Board and Senior Management Responsibilities for Delivering Fair Dealing Outcomes to Customers:Outcome 1: Customers have confidence that they deal with financial institutions…
On the 23rd of February 2024, the Monetary Authority of Singapore (MAS) has revised its Guidelines on Licensing and Business Conduct for Fund Management Companies [SFA 04-G05]. This guideline provides…
On the 11th of December 2023, the Monetary Authority of Singapore (“MAS”) published a revised version of the outsourcing guidelines applicable to non-Bank Financial Institutions such as Fund Management Companies…
A Business Continuity Plan (BCP) is crucial for any company, particularly regulated financial institutions. A BCP outlines the steps a company should take to keep providing necessary products and services…