Our regulatory compliance consultants support Singapore-based firms with operational risk framework design, gap assessments, risk and control self-assessments (RCSAs), key risk indicator (KRI) development, incident reporting, outsourcing risk management, and MAS Technology Risk Management (TRM) Guidelines compliance.
With the repeal of the Registered Fund Management Company (RFMC) regime, all Fund Management Companies (FMCs) are now under the Capital Markets Services License (CMSL) regime. This is broken down…
Business Continuity Management Singapore practices are under renewed scrutiny following the recent global IT outage affecting CrowdStrike (CS). The outage disrupted a key provider on 19 July 2024, prompting Financial…
On 30 May 2024, MAS issued its updated Guidelines on Fair Dealing (FSG-G04). The MAS fair dealing guidelines help Boards and Senior Management of FIs align their internal processes to achieve…
The MAS compliance officer training requirements were updated on 23rd February 2024. The Monetary Authority of Singapore (MAS) revised its Guidelines on Licensing and Business Conduct for Fund Management Companies…
On the 11th of December 2023, the Monetary Authority of Singapore (“MAS”) published a revised version of the MAS outsourcing guidelines applicable to non-Bank Financial Institutions such as Fund Management…
A Business Continuity Plan (BCP) is crucial for any company, particularly regulated financial institutions. A BCP outlines the steps a company should take to keep providing necessary products and services…